Securities Appellate Tribunal Mumbai Judgments 2022

Securities And Exchange Board Of India (Insider Trading) Regulations, 1992 — Regulation 13, 13(4A), 13(5)Securities And Exchange Board Of India Act, 1992 — Section 15A(b)

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Tribunals and Commissions29 Jul 2022Partly Allowed

V. B. Industries Limited And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0086

Securities And Exchange Board Of India Act, 1992 — Section 11(2)(i)

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Tribunals and Commissions29 Jul 2022

Alpha Commodity Private Limited Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0085

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Tribunals and Commissions29 Jul 2022Dismissed

N. Ravichandran And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0074

Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 1992 — Regulation 2(e), 2(h)

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Tribunals and Commissions20 Jul 2022

T. Venkattram Reddy And Anr Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0032

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Tribunals and Commissions19 Jul 2022Partly Allowed

M/s. Winsome Yarns Ltd And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0038

Securities And Exchange Board Of India Act, 1992 — Section 11(1), 11(4), 11B

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Tribunals and Commissions18 Jul 2022Allowed

Shekhawati Poly-Yarn Limited And Others Vs National Stock Exchange Of India Limited And Others

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0040

Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 17, 17(1)(c)

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Tribunals and Commissions18 Jul 2022Dismissed

Maheshwari Financial Services Ltd Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0039

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4

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Tribunals and Commissions13 Jul 2022Dispose Of

JK Paper Limited And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0025

Securities And Exchange Board Of India (Share Based Employee Benefits) Regulations, 2014 — Regulation 3(11), 3(15)(e), 26(2), 29, 31(2)(b)(ii)Securities And Exchange Board Of India Act, 1992 — Section 15T

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Tribunals and Commissions11 Jul 2022

Sahara India Commercial Corporation Ltd. & Anr Vs Securities & Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0021

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Tribunals and Commissions08 Jul 2022Partly Allowed

Brijdham Dealcom Pvt. Ltd And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0007

Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 1992 — Regulation 13(2A), 13(4A), 13(5)Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 2015 — Regulation 12

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Tribunals and Commissions05 Jul 2022

Sankool Shah Vs Internal Committee Of Fine Waiver, BSE Ltd.

Securities Appellate Tribunal Mumbai · (2022) 07 SEBI CK 0005

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Tribunals and Commissions27 Jun 2022Dismissed

Amalendu Mukherjee Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 06 SEBI CK 0105

Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 1992 — Regulation 3, 4Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 2015 — Regulation 4(1)Securities And Exchange Board Of India Act, 1992 — Section 12A

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Tribunals and Commissions17 Jun 2022Allowed

Ikab Securities & Investment Ltd Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 06 SEBI CK 0106

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3(a), 3(b), 3(c), 3(d), 4(1), 4(2)(a)Insurance Regulatory And Development Authority Of India (Insurance Brokers) Regulations, 2018 — Regulation 7Securities And Exchange Board Of India Act, 1992 — Section 12A(a), 12A(b), 12(A)(c), 15HA, 15HB

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Tribunals and Commissions17 Jun 2022Dismissed

Girishchandra Mukundram Baluni And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2022) 06 SEBI CK 0078

Companies Act, 2013 — Section 67, 73Companies Act, 1956 — Section 5, 67, 73, 73(2)

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Securities Appellate Tribunal Mumbai judgments, 2022