Tribunals and Commissions13 Dec 2022Disposed Of
Bajranglal Soni Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 12 SEBI CK 0004
COURT ARCHIVE
Securities Appellate Tribunal Mumbai judgments, 2022
181 judgments · page 1 of 10
Tribunals and Commissions05 Dec 2022Partly Allowed
Uday Agarwal Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 12 SEBI CK 0002
Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 2015 — Regulation 2(1)(g), 4(1), 9(1)Securities And Exchange Board Of India Act, 1992 — Section 15G, 15G(iii), 15HB
Tribunals and Commissions02 Dec 2022Disposed Of
Himlaksh Tradelinks Private Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 12 SEBI CK 0001
Securities And Exchange Board Of India Act, 1992 — Section 28(A)Income Tax Act, 1961 — Section 226(3)(i)
Tribunals and Commissions15 Nov 2022Allowed
Krishan Choudhary And Others Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0008
Securities And Exchange Board Of India (Procedure For Holding Inquiry And Imposing Penalties By Adjudicating Officer ) Rules, 1995 — Rule 7
Tribunals and Commissions15 Nov 2022
3M Team Research Pvt. Ltd. & Anr Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0007
Tribunals and Commissions14 Nov 2022Dismissed/Disposed Of
Viju Babulal Jain Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0006
Securities And Exchange Board Of India (Procedure For Holding Inquiry And Imposing Penalties By Adjudicating Officer) Rules, 1995 — Rule 7, 7(b)Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) Regulations, 2011 — Regulation 3(1), 3(4), 13(1)Securities And Exchange Board Of India Act, 1992 15H(ii)
Tribunals and Commissions14 Nov 2022Partly Allowed
HPC Biosciences Limited And Others Vs Adjudicating Officer And Others
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0005
Companies Act, 1956 — Section 56(1), 56(3), 67, 67(3), 67(3)(a), 67(3)(b)Securities And Exchange Board Of India Act, 1992 15HB
Tribunals and Commissions10 Nov 2022Disposed Of
Bombay Dyeing And Manufacturing Company Limited & Anr Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0004
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Companies Act, 2013 — Section 2(6), 129, 129(3)
Tribunals and Commissions01 Nov 2022Disposed Of
Govind Kumar Shah HUF Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0003
Tribunals and Commissions01 Nov 2022Dismissed
Geojit Financial Services Limited (Geojit) Vs Securities And Exchange Board Of India And Others
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0002
Tribunals and Commissions01 Nov 2022Allowed
V. Shankar Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 11 SEBI CK 0001
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India (Buyback Of Securities) Regulations, 1998 — Regulation 19, 19(3)Securities And Exchange Board Of India Act, 1992 — Section 12A, 15HA
Tribunals and Commissions21 Oct 2022Disposed Of
Sanjay Kanoria & Anr Vs Securities And Exchange Board Of India & Ors
Securities Appellate Tribunal Mumbai · (2022) 10 SEBI CK 0003
Tribunals and Commissions14 Oct 2022Partly Allowed
GM Breweries Limited Vs NSE Limited And Others
Securities Appellate Tribunal Mumbai · (2022) 10 SEBI CK 0002
Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 17, 17(1), 23(9)
Tribunals and Commissions13 Oct 2022Partly Allowed
Svam Software Ltd And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 10 SEBI CK 0001
Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 4(1)(g), 30(6), 33(1)(c), 48Securities And Exchange Board Of India Act, 1992 — Section 12AIncome Tax Act, 1961 — Section 40(3), 40A(3), 148, 269SS, 269ST
Tribunals and Commissions30 Sept 2022
Rapid Capital Services Vs National Stock Exchange Of India Ltd
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0020
Tribunals and Commissions30 Sept 2022Disposed Of
Manohar Lal Mantri HUF Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0019
Tribunals and Commissions30 Sept 2022Disposed Of
Abhisek Jaiswal Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0018
Tribunals and Commissions30 Sept 2022Disposed Of
Nikita Agarwal Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0017
Tribunals and Commissions30 Sept 2022Disposed Of
Liladhar Premnarayan Navalkishore Rathi HUF (Through Its Karta Premnarayan Rathi) Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0016
Tribunals and Commissions30 Sept 2022Allowed
Rajendran Sivasankaran And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0015
Securities And Exchange Board Of India Act, 1992 — Section 11B