Tribunals and Commissions20 Dec 2023Allowed
M.P. Purushothaman And Ors Vs BSE Limited & Anr
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0040
COURT ARCHIVE
Securities Appellate Tribunal Mumbai judgments, 2023
215 judgments · page 1 of 11
Tribunals and Commissions20 Dec 2023Partly Allowed/ Allowed
M/s. Rupak Trading Pvt. Ltd And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0039
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3(a), 3(b), 3(c), 3(d), 4(1), 4(2)(a), 4(2)(e)Securities And Exchange Board Of India Act, 1992 — Section 12A(a), 12A(b), 12(c), 15HA
Tribunals and Commissions15 Dec 2023Dismissed
Edelweiss Custodial Services Ltd And Others Vs NSE Clearing Ltd And Others
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0036
Constitution Of India, 1950 — Article 19(1)(g), 300ASecurities Appellate Tribunal (Procedure) Rules, 2000 — Rule 1, 2, 21Securities Contract (Regulation) Rules, 1957 — Rule 18
Tribunals and Commissions14 Dec 2023Dismissed
Shiv Dayal Gupta HUF Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0038
Securities And Exchange Board Of India Act, 1992 — Section 15I(3), 15T
Tribunals and Commissions14 Dec 2023Allowed
M/s. Ethan Constructions Pvt. Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0037
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3(a), 3(b), 3(c), 4(1), 4(2)(a), 4(2)(e)Securities And Exchange Board Of India Act, 1992 — Section 11(1), 11(4), 11B
Tribunals and Commissions13 Dec 2023Allowed
Jio Financial Services Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0035
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 3(d), 4, 4(1), 4(2)(e)Securities And Exchange Board Of India Act, 1992 — Section 12A, 12A(c)Securities Contracts (Regulation) Act, 1956 — Section 2(d), 18A
Tribunals and Commissions11 Dec 2023Dismissed
M/s. Restock Research Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0020
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3, 3(1)Securities And Exchange Board Of India Act, 1992 — Section 12(1), 15HA, 15HB
Tribunals and Commissions07 Dec 2023Dismissed
Balushri Gupta Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0015
Tribunals and Commissions04 Dec 2023Allowed
Chaturvedi & Shah LLP Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0010
Securities And Exchange Board Of India (Prohibition Of Fraudulent And. Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 3(b), 3(c), 3(d), 4, 4(1), 4(2)(f), 4(2)(k), 4(2)(r), 11Securities And Exchange Board Of India Act, 1992 — Section 11, 11(1), 11(4), 11B, 12, 12A, 12A(a), 12A(b), 12A(c), 15HA
Tribunals and Commissions04 Dec 2023Allowed
Alpana R. Kirloskar And Others Vs Securities And Exchange Board Of India And Others
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0009
Securities Appellate Tribunal (Procedure) Rules, 2000 — Rule 21
Tribunals and Commissions04 Dec 2023Disposed Of
Bakil Singh Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0008
Securities And Exchange Board Of India Act, 1992 — Section 11, 11(1), 11(4), 11A, 11(B), 12, 15A, 15HAA, 15HB, 28A
Tribunals and Commissions04 Dec 2023Partly Allowed
Quest Financial Services Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0007
Securities And Exchange Board Of India Act, 1992 — Section 15A(a)
Tribunals and Commissions04 Dec 2023Disposed Of
Kuber Finstock Private Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0005
Tribunals and Commissions04 Dec 2023Party Allowed
Mahendra Singh Bisht And Others Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0002
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A, 15HA, 15J
Tribunals and Commissions04 Dec 2023Dismissed/Disposed Of
Patibandla Venkata Vasanta Kumar Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 12 SEBI CK 0001
Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3(1)Securities And Exchange Board Of India (Intermediaries) Regulations, 2008 — Regulation 35Securities And Exchange Board Of India Act, 1992 — Section 11, 12(1)
Tribunals and Commissions30 Nov 2023Disposed Of
Sujit Karkera Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 11 SEBI CK 0028
Income Tax Act, 1961 — Section 220(2A)Securities And Exchange Board Of India Act, 1992 — Section 28A
Tribunals and Commissions30 Nov 2023Disposed Of
CPR Capital Services Private Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 11 SEBI CK 0027
Securities And Exchange Board Of India (Stock Brokers) Regulations, 1992 — Regulation 9, 9(b), 9(e), 9(f), 26(ii), 26(iv)Securities And Exchange Board Of India Act, 1992 — Section 27A, 27(1), 27(2)
Tribunals and Commissions30 Nov 2023Dismissed
Aushim Khetarpal Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 11 SEBI CK 0026
Tribunals and Commissions29 Nov 2023Allowed
Kamleshgiri Manusukhgiri Goshwami Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 11 SEBI CK 0029
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 15HA
Tribunals and Commissions28 Nov 2023Allowed
20 Microns Limited Vs BSE Limited And Others
Securities Appellate Tribunal Mumbai · (2023) 11 SEBI CK 0022
Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 17(1A), 17(1C)Companies Act, 2013 — Section 149, 152(2), 161(1)