Tribunals and Commissions18 Jan 2023Dismissed/Disposed Of
Sandeep Kishore Vs National Stock Exchange Of India Limited
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0026
COURT ARCHIVE
Securities Appellate Tribunal Mumbai judgments, 2023
215 judgments · page 11 of 11
Tribunals and Commissions18 Jan 2023Dismissed
24 Carat Financial Services Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0023
Securities And Exchange Board Of India (Research Analysts) Regulations, 2014 — Regulation 24(2), 25, 25(1)(iii)Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 15EB, 15HA
Tribunals and Commissions12 Jan 2023Disposed Of
Sumer Chand Jain & Sons Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0016
Securities And Exchange Board Of India (Settlement Proceedings) Regulations, 2018 — Regulation 26
Tribunals and Commissions12 Jan 2023Disposed Of
Rajesh Ranjan Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0015
Tribunals and Commissions12 Jan 2023Disposed Of
Bablu Saha And Others Vs Securities And Exchange Board Of India And Others
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0014
Tribunals and Commissions10 Jan 2023Dismissed
Mohd. Tanveer Ahmed And Others Vs Securities And Exchange Board Of India And Others
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0008
Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3Securities And Exchange Board Of India Act, 1992 — Section 12, 12(1)
Tribunals and Commissions10 Jan 2023Dismissed
Rohit Mansukhani Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0006
Securities And Exchange Board Of India Act, 1992 — Section 15T
Tribunals and Commissions06 Jan 2023Allowed
G V Films Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0013
Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 17(8), 48Securities And Exchange Board Of India Act, 1992 — Section 11(2)(i), 12A
Tribunals and Commissions06 Jan 2023Dismissed/Disposed Of
Asit C Mehta Investment Intermediates Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0012
Securities And Exchange Board Of India (Stock Brokers) Regulations, 1992 — Regulation 9(f)Securities Contracts (Regulation) Act, 1956 — Section 23D, 23JSecurities And Exchange Board Of India Act, 1992 — Section 12, 15HB, 15J
Tribunals and Commissions06 Jan 2023
IFGL Refractories Limited Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0011
Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 4(1)(e)Securities Contracts (Regulation) Act, 1956 — Section 23E
Tribunals and Commissions06 Jan 2023Disposed Of
Dhanvat Rai Shah HUF Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0010
Tribunals and Commissions05 Jan 2023Allowed/Disposed Of
BRD Securities Ltd And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0004
Companies Act, 1956 — Section 67, 67(3), 67(3)(a), 67(3)(b), 73, 73(2)Companies Act, 1956 — Section 163, 163(1A), 642(1)
Tribunals and Commissions03 Jan 2023Dismissed
Nimish Pankajkumar Shah Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0003
Securities Contracts (Regulation) Act, 1956 — Section 2(i), 13, 16, 18
Tribunals and Commissions03 Jan 2023Dismissed
Mahendra Dhanjibhai Amin And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0002
Tribunals and Commissions03 Jan 2023Dismissed
Dukes Products (India) Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 01 SEBI CK 0001
Securities And Exchange Board Of India (Issue Of Capital And Disclosure Requirements) Regulations, 2009 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 11, 11(1), 11(4), 11B, 12A, 15J