Securities Appellate Tribunal Mumbai Judgments

Securities and Exchange Board of India Act, 1992-Sections 11(1), 11(4), 11(4A), 11B(1), 11B(2), 15A(a), 15HA, 15HB, 15TSEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995-Rule 4(1)SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

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Tribunals and Commissions01 Sept 2026

Acuite Ratings & Research Limited Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2026) 09 SEBI CK 4383

SEBI Act, 1992-Section 15TSEBI (Credit Rating Agencies) Regulations, 1999-Regulation 15(1), 16(1), 25(b), 27(1), 27(1)(a), 27(1)(b), 27(1)(c), 28V

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Tribunals and Commissions01 Sept 2026

BP Equities Pvt. Ltd. Vs National Stock Exchange Of India Ltd.

Securities Appellate Tribunal Mumbai · (2026) 09 SEBI CK 4382

Securities Contract (Regulation) Act, 1956-Section 23LSecurities Contract (Regulation) Rules, 1957-Rule 8(3)(f)

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Tribunals and Commissions01 Sept 2026

Dharmesh Maldevbhai Godhania Vs Securities & Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2026) 09 SEBI CK 4377

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Tribunals and Commissions29 Jan 2025Dismissed

Salasar Stock Broking Limited & Ors. Vs Securities and Exchange Board of India

Securities Appellate Tribunal Mumbai · (2025) 01 SEBI CK 0970

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Tribunals and Commissions24 Jan 2025Dismissed

Multibagger Securities Research & Advisory Private Limited & Ors. Vs Securities and Exchange Board of India

Securities Appellate Tribunal Mumbai · (2025) 01 SEBI CK 0802

SEBI (Portfolio Managers) Regulations, 2020 — Regulation 7(2),(8)/li>

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Tribunals and Commissions19 Dec 2024Dismissed

Skyrail Logistics Private Limited Vs Securities and Exchange Board of India

Securities Appellate Tribunal Mumbai · (2024) 12 SEBI CK 0001

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Tribunals and Commissions25 Apr 2024

Ekta Mittal Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2024) 04 SEBI CK 0003

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Tribunals and Commissions08 Apr 2024Disposed Of

Banhem Stock Broking Pvt. Ltd. & Ors Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2024) 04 SEBI CK 0001

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Tribunals and Commissions15 Mar 2024Disposed Of

OPG Securities Private Limited & Ors Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2024) 03 SEBI CK 0012

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Tribunals and Commissions15 Mar 2024Disposed Of

Securities And Exchange Board Of India Vs OPG Securities Private Limited & Ors

Securities Appellate Tribunal Mumbai · (2024) 03 SEBI CK 0008

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Tribunals and Commissions29 Feb 2024

M/s. SMIFS Ltd Vs National Stock Exchange Of India Limited

Securities Appellate Tribunal Mumbai · (2024) 02 SEBI CK 0008

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Tribunals and Commissions28 Feb 2024Dismissed

Ankit Goel Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2024) 02 SEBI CK 0010

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Tribunals and Commissions29 Jan 2024

Sanjay Kumar Agrawal & Anr Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2024) 01 SEBI CK 0007

Securities And Exchange Board Of India (Procedure For Holding Inquiry And Imposing Penalties) Rules, 1995 — Rule 5(5)Securities And Exchange Board Of India Act, 1992 — Section 15HA

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Securities Appellate Tribunal Mumbai judgments