COURT ARCHIVE

Securities Appellate Tribunal Mumbai judgments, 2020

366 judgments · page 1 of 19

Tribunals and Commissions24 Dec 2020Dismissed

Dr. Shivinder Mohan Singh Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2020) 12 SEBI CK 0150

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3(b), 3(c), 4(1), 4(2)(f), 4(2)(r), 11Securities And Exchange Board Of India Act, 1992 — Section 11(4), 11(4)(d), 11B, 12A(a), 12A(b), 12A(c), 19
Tribunals and Commissions18 Dec 2020Dismissed

Hariharan Vaidyalingam And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2020) 12 SEBI CK 0110

Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 1992 — Regulation 2(c), 2(e), 2(h), 2(ha)Companies Act, 1956 — Section 2(13), 4A, 12, 370(1B), 372(11)Monopolies And Restrictive Trade Practices Act, 1969 — Section 2(g)