Tribunals and Commissions02 Mar 2023Allowed
C G Power And Industrial Solutions Limited vVs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 03 SEBI CK 0009
Securities Contracts (Regulation) Act, 1956 — Section 23E
COURT ARCHIVE
Securities Appellate Tribunal Mumbai judgments, 2023
215 judgments · page 9 of 11
Tribunals and Commissions02 Mar 2023Allowed
Master Capital Services Limited Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 03 SEBI CK 0007
Tribunals and Commissions02 Mar 2023Dismissed
Navneet Kumar And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 03 SEBI CK 0006
Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3(1)Securities And Exchange Board Of India Act, 1992 — Section 12(1)
Tribunals and Commissions01 Mar 2023
Sanjay Patidar & Ors Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 03 SEBI CK 0005
Tribunals and Commissions28 Feb 2023Disposed Of
Darshan Orna Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0032
Securities And Exchange Board Of India Act, 1992 — Section 15JB, 15JB(4), 15T
Tribunals and Commissions28 Feb 2023Partly Allowed
Quasar India Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0028
Securities And Exchange Board Of India (Prohibition Of Fraudulent And. Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12ASecurities Contracts (Regulation) Act, 1956 — Section 23E
Tribunals and Commissions23 Feb 2023Dismissed
ISS Enterprise Limited Vs National Stock Exchange Of India Limited
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0026
Tribunals and Commissions23 Feb 2023Disposed Of
LFS Broking Private Limited Vs National Stock Exchange Of India Limited
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0025
Securities And Exchange Board Of India Act, 1992 — Section 11, 11B, 11(2)
Tribunals and Commissions23 Feb 2023Disposed Of
Ashish Bagrodia Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0024
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A, 12A(a), 12A(b), 12A(c)
Tribunals and Commissions23 Feb 2023Partly Allowed
Jindal Cotex Limited And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0023
Constitution Of India, 1950 — Article 14, 21Securities Contracts (Regulation) Rules, 1957 — Rule 19, 19ASecurities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4
Tribunals and Commissions22 Feb 2023Allowed
IDBI Trusteeship Services Limited Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0022
Securities And Exchange Board Of India (Debenture Trustees) Regulations, 1993 — Regulation 15(1), 15(1)(s), 15(1)(t), 15(6)Securities And Exchange Board Of India Act, 1992 — Section 15HB
Tribunals and Commissions22 Feb 2023Allowed/Dismissed
Soma Textiles and Industries Ltd And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0019
Securities Contracts (Regulation) Rules, 1957 — Rule 19, 19A, 21Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 3(a), 3(b), 3(c), 3(d), 4, 4(1), 4(2)(f), 4(2)(k), 4(2)(r)Securities And Exchange Board Of India Act, 1992 — Section 11, 11B, 12A, 12A(a), 12A(b), 12A(c)
Tribunals and Commissions21 Feb 2023Dismissed
Balwan Chauhan And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0037
Tribunals and Commissions21 Feb 2023Dismissed
P.K. Iyer Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0036
Tribunals and Commissions21 Feb 2023Allowed
Sudeb Ghosh Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0034
Tribunals and Commissions14 Feb 2023Allowed/Disposed Of
Sorabh Kumar Poddar And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0016
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 11, 11B
Tribunals and Commissions07 Feb 2023Allowed
Bhargav Ranchhodlal Panchal And Others Vs Adjudicating Officer
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0014
Tribunals and Commissions06 Feb 2023Allowed
R. Mugunthan Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0011
Securities And Exchange Board Of India (Issue Of Capital And Disclosure Requirements) Regulations, 2009 — Regulation 73(2)Securities And Exchange Board Of India Act, 1992 — Section 15HB
Tribunals and Commissions06 Feb 2023Dismissed
Pallavi Navinchandra Mehta And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0010
Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 2015 — Regulation 2(1)(n), 2(1)(g), 3(1), 4, 4(1)Securities And Exchange Board Of India Act, 1992 — Section 12A(d), 12A(e)Companies Act, 2013 — Section 68, 68(2)
Tribunals and Commissions06 Feb 2023Allowed
Shobha Sudhakar Acharya Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 02 SEBI CK 0009
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3(b), 3(c), 3(d), 4(1), 4(2), 4(f), 4(k), 4(r)Securities And Exchange Board Of India (Issue Of Capital And Disclosure Requirements) Regulations, 2009 — Regulation 57(1), 67(7)(a)Securities And Exchange Board Of India Act, 1992 — Section 12A(a), 12A(b), 12A(c)