Tribunals and Commissions16 Oct 2023Dismissed
Sachindra Nath Bhattacharya Vs Securities And Exchange Board Of India And Others
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0016
COURT ARCHIVE
Securities Appellate Tribunal Mumbai judgments, 2023
215 judgments · page 3 of 11
Tribunals and Commissions11 Oct 2023Allowed
Madhav Marbles & Granites Ltd Vs National Stock Exchange Of India Ltd And Others
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0006
Securities AND Exchange Board OF India (Listing Obligations AND Disclosure Requirements) Regulations, 2015 — Regulation 18, 20
Tribunals and Commissions10 Oct 2023Dismissed
Dheeraj Kapoor Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0009
Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3(1)
Tribunals and Commissions10 Oct 2023 Partly Allowed
ARG Management Solutions Pvt. Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0008
Securities And Exchange Board Of India Act, 1992 — Section 15I, 15I(3)
Tribunals and Commissions10 Oct 2023Allowed
Bharat Natwarlal Patel Vs Securities and Exchange Board of India
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0007
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A
Tribunals and Commissions09 Oct 2023Allowed
Jatin Manubhai Shah And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0005
Constitution Of India, 1950 — Article 19Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A
Tribunals and Commissions09 Oct 2023Dismissed
Sanjeet Kumar Sharma Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0004
Tribunals and Commissions06 Oct 2023Disposed Of
Hemlata Agrawal Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0030
Tribunals and Commissions05 Oct 2023Disposed Of
Dr. Prannoy Roy And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0003
Securities And Exchange Board Of India ( Prohibition Of Insider Trading) Regulations, 1992 — Regulation 2(e), 2(ha), 3, 3(i), 4, 12(1), 12(2)Securities And Exchange Board Of India Act, 1992 — Section 12A(d), 12A(e)
Tribunals and Commissions04 Oct 2023Disposed Of
Securities And Exchange Board Of India Vs Arshad Warsi & Ors
Securities Appellate Tribunal Mumbai · (2023) 10 SEBI CK 0002
Tribunals and Commissions27 Sept 2023Partly Allowed/ Dismissed
MPS Infotecnics Ltd And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0026
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulations 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A
Tribunals and Commissions27 Sept 2023Allowed
M/s Apollo Tyres Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0024
Securities And Exchange Board Of India (Buy Back Of Securities) Regulations, 1998 — Regulation 4(1), 5(A), 19(7)Companies Act, 1956 — Section 77, 77A, 77A(9), 77A(10)Special Courts Act, 1979 — Section — Section 9A(3), 13
Tribunals and Commissions26 Sept 2023Allowed
Jyoti Munver Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0027
Securities And Exchange Board Of India Act, 1992 — Section 11(2)(i), 11(C)(2), 11C(3)
Tribunals and Commissions15 Sept 2023
Pegasus Holdings III, LLC Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0020
Tribunals and Commissions13 Sept 2023Allowed
Winsome Textile Industries Ltd And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0019
Constitution Of India, 1950 — Article 14, 21Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 3(a), 3(b), 3(c), 3(d), 4, 4(1), 4(2)(f), 4(2)(k), 4(2)(r)Securities And Exchange Board Of India Act, 1992 — Section 11, 12A, 12A(a), 12A(b), 12A(c)
Tribunals and Commissions11 Sept 2023Dismissed
Bhadreshwar Pal Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0018
Tribunals and Commissions08 Sept 2023Dismissed
Shalomiben Anilbhai Bariya And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0010
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 11B
Tribunals and Commissions06 Sept 2023Disposed Of/Allowed
Econo Trade India Limited Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0015
Tribunals and Commissions06 Sept 2023Allowed
Parvati Minerals Pvt. Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0012
Tribunals and Commissions06 Sept 2023Allowed
V. Manikandan Vs Adjudicating Officer
Securities Appellate Tribunal Mumbai · (2023) 09 SEBI CK 0011
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A, 15A(a), 15HASecurities Contracts (Regulation) Act, 1956 — Section 21