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Securities Appellate Tribunal Mumbai judgments, 2023

215 judgments · page 5 of 11

Tribunals and Commissions03 Aug 2023Allowed

K. L. A. Padmanabhasa & Anr Vs Securities & Exchange Board Of India And Others

Securities Appellate Tribunal Mumbai · (2023) 08 SEBI CK 0001

Companies (Prospectus And Allotment Of Securities) Rules, 2014 — Section 9, 9ASecurities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 31, 31(2)Companies Act, 2013 — Section 58, 58(3), 58, 58(4), 108

Tribunals and Commissions01 Aug 2023Allowed

Gurpreet Singh Dhillon Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 08 SEBI CK 0018

Tribunals and Commissions28 Jul 2023Disposed Of

Scan Infrastructure Ltd And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0073

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 1992 — Regulation 13(4A), 13(5)Securities And Exchange Board Of India Act, 1992 — Section 11B, 12A, 15HA

Tribunals and Commissions27 Jul 2023

Vusa Ravi Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0067

Securities And Exchange Board Of India Act, 1992 — Section 11, 11B, 12(1)

Tribunals and Commissions26 Jul 2023Allowed/Disposed Of

Ashok Rajani Vs National Stock Exchange Of India Limited

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0066

Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 17(1)(c)

Tribunals and Commissions25 Jul 2023Dismissed

Prateek Vyas Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0084

Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3, 3(1)Securities And Exchange Board Of India Act, 1992 — Section 11, 11B, 12(1)

Tribunals and Commissions25 Jul 2023Allowed/Disposed Of

Pooja R Tikmani And Others Vs Securities And Exchange Board Of India And Others

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0056

Securities And Exchange Board Of India (Substantial Acquistion Of Shares And Takeovers) Regulations, 1997 — Regulation 3, 3(4), 10, 11, 11(1), 14(1)

Tribunals and Commissions24 Jul 2023Disposed Of

Cynthia Pinto De Andrade And Others Vs Securities And Exchange Board Of India And Others

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0043

Tribunals and Commissions20 Jul 2023

Himanshu Mahendrabhai Patel & Ors Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0042

Tribunals and Commissions17 Jul 2023Dismissed

Vivek Saran Vs Securities And Exchange Board Of India And Others

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0051

Tribunals and Commissions17 Jul 2023Dismissed/ Disposed Of

Mohammad Rashid Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0050

Tribunals and Commissions17 Jul 2023Partly Allowed

Prakash Kumar Jajodia And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0030

Securities And Exchange Board Of India Act, 1992 — Section 12A, 15A(a)

Tribunals and Commissions13 Jul 2023Disposed Of

Pradeep Kumar Jain And Ors Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0055

Tribunals and Commissions12 Jul 2023Disposed Of

Daivik Jatin Shah Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0029

Tribunals and Commissions12 Jul 2023Disposed Of

Heli Jatin Shah Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0028

Tribunals and Commissions12 Jul 2023Disposed Of

Jatin Manubhai Shah Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0027

Tribunals and Commissions12 Jul 2023Disposed Of

Karavan Tradelink (OPC) Private Limited Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0026

Tribunals and Commissions11 Jul 2023

Mercury EV-Tech Limited Vs BSE Limited And Anr

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0023

Tribunals and Commissions11 Jul 2023Allowed

Bhadreshwar Pal Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0019

Securities And Exchange Board Of India Act, 1992 — Section 11, 11BCompanies Act, 2013 — Section 5, 5(g), 73, 73(2)

Tribunals and Commissions11 Jul 2023Dismissed

Vijesh Joshi Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 07 SEBI CK 0018

Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3(1)Securities And Exchange Board Of India (Intermediaries) Regulations, 2008 — Regulation 35Securities And Exchange Board Of India Act, 1992 — Section 11, 12(1)