Tribunals and Commissions28 Sept 2022
Anupam D Dighe And Others Vs Securities And Exchange Board Of India & Ors
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0014
COURT ARCHIVE
Securities Appellate Tribunal Mumbai judgments, 2022
181 judgments · page 2 of 10
Tribunals and Commissions21 Sept 2022Disposed Of
Prime Plantations Pvt. Ltd And Others Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0010
Tribunals and Commissions21 Sept 2022Allowed
Ashok Kumar Kayan Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0009
Tribunals and Commissions21 Sept 2022Allowed
Neha Nilesh Patil Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0008
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 33(2)(a)Securities Contracts (Regulations) Act, 1956 — Section 21
Tribunals and Commissions20 Sept 2022Dismissed
Udayan Banerjee Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0006
Tribunals and Commissions19 Sept 2022
Deepak And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0007
Tribunals and Commissions16 Sept 2022Dismissed
Atlas Jewellery India Ltd Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0005
Securities And Exchange Board Of India (Issue Of Capital And Disclosure Requirements) Regulations, 2009 — Regulation 2(1)(q)(1), 72(1)(c)
Tribunals and Commissions02 Sept 2022Disposed Of
Sukumar Subramanian And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0002
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 3(a), 3(b), 3(c), 3(d), 4, 4(1), 4(2)(f), 4(2)(k), 4(2)(r)Securities And Exchange Board Of India Act, 1992 — Section 11, 11B, 12A, 12A(a), 12A(b), 12A(c), 15HASecurities Contracts (Regulations) Act, 1956 — Section 21, 23E
Tribunals and Commissions02 Sept 2022Allowed
SIC Stock & Services Pvt. Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 09 SEBI CK 0001
Securities And Exchange Board Of India (Intermediaries) Regulations, 2008 — Regulation 28
Tribunals and Commissions24 Aug 2022Disposed Of
Tatia Global Vennture Ltd And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0054
Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) (Fourth Amendment) Regulations, 2022 — Regulation 23(2), 23(3), 23(5)Securities And Exchange Board Of India Act, 1992 — Section 11(2)(i), 12A, 15A(a)Companies Act, 2013 — Section 149(12), 186
Tribunals and Commissions23 Aug 2022Disposed Of
Shruti K Shah Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0060
Tribunals and Commissions23 Aug 2022Disposed Of
Sonu Bagaria Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0059
Tribunals and Commissions23 Aug 2022Disposed Of
Sumeet Nath Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0058
Tribunals and Commissions23 Aug 2022Disposed Of
Shruti Bhalotia Beneficiary Trust Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0055
Tribunals and Commissions11 Aug 2022Dismissed
Stampede Capital Ltd And Others Vs National Stock Exchange Of India Ltd
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0050
Securities Contracts (Regulation) Rules, 1957 — Rule 8(3)(f)
Tribunals and Commissions11 Aug 2022Dismissed
S.K. Abdul Robial Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0049
Tribunals and Commissions11 Aug 2022Dismissed
Shama Chauhan Vs Securities And Exchange Board Of India And Others
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0048
Tribunals and Commissions11 Aug 2022Dismissed
Kantilal Hiran Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0047
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulations 3(a), 3(b), 3(c), 4(1)Securities And Exchange Board Of India Act, 1992 — Section 12A(a), 12A(b), 12A(c), 15
Tribunals and Commissions10 Aug 2022Partly Allowed
Kesar Petroproducts Limited Vs Deputy Manager, Listing Compliance
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0053
Securities And Exchange Board Of India (Listing Obligations. And Disclosure Requirements) Regulations, 2015 — Regulation 17, 17(1), 17(1)(c), 23, 23(9), 31
Tribunals and Commissions10 Aug 2022Dismissed
Shreyas Intermediates Limited Vs Deputy Manager, Listing Compliance
Securities Appellate Tribunal Mumbai · (2022) 08 SEBI CK 0052
Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 — Regulation 23, 23(9), 27(2), 31