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Securities Appellate Tribunal Mumbai judgments

1,324 judgments · page 47 of 67

Tribunals and Commissions07 Jan 2021Dismissed

Mukesh Chauradiya Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2021) 01 SEBI CK 0009

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 15HA
Tribunals and Commissions24 Dec 2020Dismissed

Dr. Shivinder Mohan Singh Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2020) 12 SEBI CK 0150

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3(b), 3(c), 4(1), 4(2)(f), 4(2)(r), 11Securities And Exchange Board Of India Act, 1992 — Section 11(4), 11(4)(d), 11B, 12A(a), 12A(b), 12A(c), 19