COURT ARCHIVE

Securities Appellate Tribunal Mumbai judgments, 2021

515 judgments · page 16 of 26

Tribunals and Commissions19 May 2021Allowed

Uma Karthikeyan And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2021) 05 SEBI CK 0195

Securities And Exchange Board Of India (Procedure For Holding Inquiry And Imposing Penalties By Adjudicating Officer) Rules, 1995 — Rule 7, 7(a), 7(b), 7(c)Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A
Tribunals and Commissions17 May 2021Dismissed

Axis Bank Ltd Vs National Stock Exchange Of India Ltd. And Others

Securities Appellate Tribunal Mumbai · (2021) 05 SEBI CK 0084

Constitution Of India, 1950 — Article 21, 233Securities Appellate Tribunal (Procedure) Rules, 2000 — Rule 5, 5(2)Securities And Exchange Board Of India Act, 1992 — Section 14(2A), 15K, 15L, 15L(1), 15L(2), 15L(2)(b), 15P, 15PA,, 15R, 15U(4), 15U(6), 17(1), 18