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Securities Appellate Tribunal Mumbai judgments, 2021

515 judgments · page 14 of 26

Tribunals and Commissions09 Jun 2021Partly Allowed

CARE Ratings Limited Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2021) 06 SEBI CK 0046

Constitution Of India, 1950 — Article 19(1)(a)Code Of Conduct For Credit Rating Agencies Under The Securities And Exchange Board Of India (Credit Rating Agencies) Regulations, 1999 — Regulation 2(1)(q), 9, 13, 14, 15, 15(1) 15(3), 15(8), 16, 24, 24(7), 29, 29(3), 29(4), 34Securities And Exchange Board Of India (Intermediaries) Regulations, 2008 — Regulation 29, 29(3), 29(4)