Tribunals and Commissions09 Oct 2020 Allowed
Alice Blue Financial Services Pvt. Ltd Vs National Stock Exchange Of India Limited
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0100
COURT ARCHIVE
Securities Appellate Tribunal Mumbai judgments, 2020
366 judgments · page 5 of 19
Tribunals and Commissions09 Oct 2020 Allowed
Dewan Housing Finance Corporation Ltd And Others Vs Securities And Exchange Board Of India And Others
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0099
Insolvency And Bankruptcy (Insolvency And Liquidation Proceedings Of Financial Service Provider And Application To Adjudicating Authority) Rules, 2019 — Rule 5(a)(1), 5(a)(i), 5(b)Securities And Exchange Board Of India (Procedure For Holding Inquiry And Imposing Penalties By Adjudicating Officer) Rules, 1995 — Rule 4Companies (Share Capital And Debentures) Rule, 2014 — Rule 18(7)(b)(ii), 18(7)(c)
Tribunals and Commissions09 Oct 2020
Avijit Saha And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0098
Tribunals and Commissions09 Oct 2020
Well India Securities Ltd Vs National Stock Exchange Of India & Anr
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0097
Tribunals and Commissions09 Oct 2020
Varun Haresh Jashnani And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0096
Tribunals and Commissions08 Oct 2020Disposed Of
Praveen Kurele & Ors Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0107
Tribunals and Commissions08 Oct 2020Disposed Of
Som Prakash Goenka Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0106
Tribunals and Commissions08 Oct 2020Disposed Of
Surendra Kumar Gupta Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0105
Tribunals and Commissions07 Oct 2020Dismissed
Bhavesh Pabari And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0128
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices) Regulations, 2003 — Regulations 3(a), 3(b), 3(c), 3(d), 4(1), 4(2), 4(2)(a), 4(2)(e), 4(2)(g)Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 1992 — Regulation 13(3)Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 — Regulation 7(1A), 11(2)
Tribunals and Commissions07 Oct 2020Disposed Of
Corporate Capital Ventures Pvt. Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0113
Tribunals and Commissions07 Oct 2020Disposed Of
IKAB Securities & Investment Ltd Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0112
Tribunals and Commissions07 Oct 2020
Monnet Ispat & Energy Limited Vs National Stock Exchange Of India Ltd
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0109
Tribunals and Commissions07 Oct 2020
Choice Equity Broking Pvt. Ltd Vs National Stock Exchange Of India Ltd
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0108
Tribunals and Commissions06 Oct 2020
Shamlal Madanlal Khetan Vs Securities & Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0118
Tribunals and Commissions06 Oct 2020
Arth Vrddhi Securities Limited Vs National Securities Exchange Of India Ltd
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0117
Tribunals and Commissions06 Oct 2020
Rameshwar Shaw And Others Vs Securities And Exchange Board Of India & Anr
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0114
Tribunals and Commissions05 Oct 2020
Jyoti Jha & Ors Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0122
Tribunals and Commissions05 Oct 2020 Allowed/Disposed Of
Indivar Traders Private Limited Vs Whole Time Member
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0121
Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 11, 11B
Tribunals and Commissions01 Oct 2020Disposed Of
Sanjay Goyal And Others Vs National Stock Exchange Of India Ltd And Others
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0127
Tribunals and Commissions01 Oct 2020Dismissed
Rajeev Vasant Sheth And Others Vs Securities And Exchange Board Of India
Securities Appellate Tribunal Mumbai · (2020) 10 SEBI CK 0126
Code Of Civil Procedure, 1908 — Order 38 Rule 5, Order 38 Rule 6, Order 38 Rule 7, Order 38 Rule 8, Order 38 Rule 9, Order 38 Rule 10, Order 38 Rule 11, Order 38 Rule 12, Order 38 Rule13Securities And Exchange Board Of India (Prohibition Of Insider Trading) Regulations, 2015 — Regulation 10Securities And Exchange Board Of India Act, 1992 — Section 11(1), 11(4)(d), 11B(1)