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Securities Appellate Tribunal Mumbai judgments

1,324 judgments · page 8 of 67

Tribunals and Commissions06 Jun 2023 Allowed

Mukesh Chauradiya And Others Vs Adjudicating Officer

Securities Appellate Tribunal Mumbai · (2023) 06 SEBI CK 0011

Constitution Of India, 1950 — Article 14Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Markets) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 12A, 15HA

Tribunals and Commissions05 Jun 2023Dismissed/Disposed Of

Sandeep Yadav Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 06 SEBI CK 0008

Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3(1)

Tribunals and Commissions05 Jun 2023Disposed Of

Kavi Arora Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 06 SEBI CK 0007

Tribunals and Commissions05 Jun 2023Dismissed

Vipul Amratlal Doshi And Others Vs Securities & Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 06 SEBI CK 0001

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3, 4Securities Contracts (Regulation) Act, 1956 — Section 21, 23A(a), 23ESecurities And Exchange Board Of India Act, 1992 — Section 12A

Tribunals and Commissions19 May 2023Disposed Of

Dhanolty Developers Limited Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 05 SEBI CK 0033

Tribunals and Commissions19 May 2023Dismissed/Disposed Of

Sangeeta Kailash Purohit And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 05 SEBI CK 0027

Securities Contract (Regulation) Act, 1956 — Section 2(i), 2(i)(a), 13, 16, 18Securities And Exchange Board Of India Act, 1992 — Section 12A

Tribunals and Commissions18 May 2023Disposed Of

D. Sundararajan And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 05 SEBI CK 0037

Tribunals and Commissions18 May 2023Disposed Of

Surenderkaur Paramjeet Panesar And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 05 SEBI CK 0036

Securities And Exchange Board Of India Act, 1992 — Section 15HA

Tribunals and Commissions09 May 2023 Allowed

Royal Orchid Hotels Limited & Ors Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 05 SEBI CK 0011

Tribunals and Commissions04 May 2023Disposed Of

Suraj Govind Prajapati And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 05 SEBI CK 0005

Tribunals and Commissions01 May 2023Dismissed

Philomena Helen Dsouza Vs National Stock Exchange Of India Ltd

Securities Appellate Tribunal Mumbai · (2023) 05 SEBI CK 0019

Tribunals and Commissions28 Apr 2023Partly Allowed

Namdeo Kisan Tajane Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0038

Tribunals and Commissions28 Apr 2023Partly Allowed

Piyush Kumar Sharma Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0037

Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 13(b), 21, 25(1)Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 — Regulation 3(d), 4(2)(s)Securities And Exchange Board Of India Act, 1992 — Section 15A(a), 15C, 15EB, 15HA

Tribunals and Commissions28 Apr 2023Dismissed

Securities And Exchange Board Of India Vs Zenith Steel Pipes And Industries Limited

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0025

Tribunals and Commissions27 Apr 2023Dismissed

M/S Cash Cow Broking And Advisory Solutions And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0030

Securities And Exchange Board Of India (Investment Advisers) Regulations, 2013 — Regulation 3

Tribunals and Commissions26 Apr 2023 Allowed

Sundershan Singh Jamwal And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0036

Tribunals and Commissions26 Apr 2023 Allowed

Jyoti Munver Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0035

Tribunals and Commissions25 Apr 2023Disposed Of

Dr. Chandra Prakash And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0068

Tribunals and Commissions25 Apr 2023 Allowed

Manoj Agarwal And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0067

Securities And Exchange Board Of India (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Markets) Regulations, 2003 — Regulation 3, 4Securities And Exchange Board Of India Act, 1992 — Section 11, 11B, 11C, 15A, 15B, 15ICode Of Civil Procedure, 1908 — Section 11

Tribunals and Commissions25 Apr 2023Dismissed

RV Lifestyle Ltd And Others Vs Securities And Exchange Board Of India

Securities Appellate Tribunal Mumbai · (2023) 04 SEBI CK 0064

Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 — Regulation 6, 7, 8, 10, 11, 11(1), 12, 44